Form 4 for HUM Humana
Accepted 2024-12-17 00:00:00 ET · period of report 2024-12-15 · accession 0001062993-24-020720 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-17 | 2024-12-15 | HUM | Huval Timothy S. | Chief Administrative Off | M - OptEx | $0.00 | +705 | 11.9K | +6% | $0 |
| DM | 2024-12-17 | 2024-12-15 | HUM | Huval Timothy S. | Chief Administrative Off | F - Tax | $271.68 | -568 | 11.9K | -5% | -$154.3K |
| DM | 2024-12-17 | 2024-12-15 | HUM | Huval Timothy S. | Chief Administrative Off | M - OptEx | $0.00 | -705 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2024-12-15 | M | A | 343 | $0.00 | 12,040 | D | — | — | |
| 2 | Common | Humana Common | 2024-12-15 | F | D | 165 | $271.68 | 11,697 | D | — | — | (F11) Shares disposed of represent payment for tax liability on Restricted Stock Units vested on 12/15/24. |
| 3 | Common | Humana Common | 2024-12-15 | M | A | 362 | $0.00 | 11,862 | D | — | — | |
| 4 | Common | Humana Common | 2024-12-15 | F | D | 247 | $271.68 | 11,500 | D | — | — | (F11) Shares disposed of represent payment for tax liability on Restricted Stock Units vested on 12/15/24. |
| 5 | Common | Humana Common | 2024-12-15 | F | D | 156 | $271.68 | 11,884 | D | — | — | (F11) Shares disposed of represent payment for tax liability on Restricted Stock Units vested on 12/15/24. (F10) Includes 3,813 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. |
| 6 | Derivative | Restricted Stock Units | 2024-12-15 | M | D | 343 | $0.00 | 343 | D | — · — to — | 343 Humana Common | (F7) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F9) Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| 7 | Derivative | Restricted Stock Units | 2024-12-15 | M | D | 362 | $0.00 | 0 | D | — · — to — | 362 Humana Common | (F7) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F8) Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |