Form 4 for OCGN Ocugen, Inc.
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001062993-25-000406 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-06 | 2025-01-03 | OCGN | Upadhyay Arun | See Remarks | F - Tax | $0.89 | -41.6K | 306.2K | -12% | -$37.1K |
| D | 2025-01-06 | 2025-01-02 | OCGN | Upadhyay Arun | See Remarks | A - Grant | $0.00 | +731.0K | 731.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-03 | F | D | 41,633 | $0.89 | 306,197 | D | — | — | |
| 2 | Derivative | Option (Right to Buy) | 2025-01-02 | A | A | 730,994 | $0.00 | 730,994 | D | $0.9 · — to 2035-01-02 | 730,994 Common Stock | (F1) The option vests annually in equal installments over three years commencing on January 2, 2026, subject to continued service with the Issuer on the applicable vesting dates. |