Form 4 for HUM Humana
Accepted 2025-01-10 00:00:00 ET · period of report 2025-01-08 · accession 0001062993-25-000655 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-01-10 | 2025-01-08 | HUM | Rechtin James A. | Pres, CEO | M - OptEx | $0.00 | +2,182 | 5,885 | +59% | $0 |
| DI | 2025-01-10 | 2025-01-08 | HUM | Rechtin James A. | Pres, CEO | F - Tax | $264.68 | -978 | 4,907 | -17% | -$258.9K |
| D | 2025-01-10 | 2025-01-08 | HUM | Rechtin James A. | Pres, CEO | M - OptEx | $0.00 | -2,182 | 4,366 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2025-01-08 | M | A | 2,182 | $0.00 | 5,885 | I See Footnote | — | — | (F1) All shares held in two revocable trust(s) for the benefit of reporting person and reporting person's spouse, with reporting person and spouse being sole trustees. |
| 2 | Common | Humana Common | 2025-01-08 | F | D | 978 | $264.68 | 4,907 | I See Footnote | — | — | (F7) Shares disposed of represent payment for tax liability on restricted stock units vested on 1/8/25. (F6) Includes 2,724 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. (F1) All shares held in two revocable trust(s) for the benefit of reporting person and reporting person's spouse, with reporting person and spouse being sole trustees. |
| 3 | Derivative | Restricted Stock Units | 2025-01-08 | M | D | 2,182 | $0.00 | 4,366 | D | — · — to — | 2,182 Humana Common | (F4) Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F5) Restricted stock units granted to reporting person on 1/8/2024, 33% of the award is vesting on 1/8/25, 1/8/26, and 1/8/27. |