Form 4 for OTIS Otis Worldwide
Accepted 2025-02-10 00:00:00 ET · period of report 2025-02-06 · accession 0001062993-25-001992 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-10 | 2025-02-06+ | OTIS | Marks Judith Fran | COB, CEO, Pres | M - OptEx | — | +23.2K | 263.8K | +10% | — |
| DM | 2025-02-10 | 2025-02-06+ | OTIS | Marks Judith Fran | COB, CEO, Pres | F - Tax | $95.44 | -10.5K | 258.6K | -4% | -$1.00M |
| D | 2025-02-10 | 2025-02-10 | OTIS | Marks Judith Fran | COB, CEO, Pres | S - Sale+OE | $95.77 | -28.4K | 230.2K | -11% | -$2.72M |
| DM | 2025-02-10 | 2025-02-06+ | OTIS | Marks Judith Fran | COB, CEO, Pres | M - OptEx | $0.00 | -23.2K | 11.6K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-06 | M | A | 11,580 | — | 257,463 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 2 | Common | Common Stock | 2025-02-06 | F | D | 5,234 | $96.05 | 252,229 | D | — | — | |
| 3 | Common | Common Stock | 2025-02-10 | S | D | 28,440 | $95.77 | 230,153 | D | — | — | (F2) This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 30, 2024. The shares sold in multiple trades at prices ranging from $95.20 to $96.035. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Common | Common Stock | 2025-02-07 | F | D | 5,248 | $94.83 | 258,593 | D | — | — | |
| 5 | Common | Common Stock | 2025-02-07 | M | A | 11,612 | — | 263,841 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. |
| 6 | Derivative | Restricted Stock Units | 2025-02-06 | M | D | 11,580 | $0.00 | 23,169 | D | — · — to — | 11,580 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F3) On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. |
| 7 | Derivative | Restricted Stock Units | 2025-02-07 | M | D | 11,612 | $0.00 | 11,620 | D | — · — to — | 11,612 Common Stock | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. (F4) On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. |