Form 4 for AIN ALBANY INTERNATIONAL CORP /DE/
Accepted 2025-03-04 00:00:00 ET · period of report 2025-03-01 · accession 0001062993-25-004226 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-04 | 2025-03-01 | AIN | Stein Merle A | Pres MC | M - OptEx | $0.00 | +2,843 | 228 | New | $0 |
| DM | 2025-03-04 | 2025-03-01 | AIN | Stein Merle A | Pres MC | D - Sale to Iss | $80.83 | -2,064 | 652 | -76% | -$166.8K |
| D | 2025-03-04 | 2025-03-01 | AIN | Stein Merle A | Pres MC | F - Tax | $76.57 | -270 | 509 | -35% | -$20.7K |
| DM | 2025-03-04 | 2025-03-01 | AIN | Stein Merle A | Pres MC | M - OptEx | $0.00 | -1,285 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-01 | M | A | 360 | $0.00 | 360 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 2 | Common | Class A Common Stock | 2025-03-01 | D | D | 360 | $80.83 | 360 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 3 | Common | Class A Common Stock | 2025-03-01 | M | A | 302 | $0.00 | 302 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 4 | Common | Class A Common Stock | 2025-03-01 | D | D | 302 | $80.83 | 302 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 5 | Common | Class A Common Stock | 2025-03-01 | M | A | 652 | $0.00 | 652 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 6 | Common | Class A Common Stock | 2025-03-01 | D | D | 228 | $80.83 | 0 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 7 | Common | Class A Common Stock | 2025-03-01 | M | A | 522 | $0.00 | 522 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 8 | Common | Class A Common Stock | 2025-03-01 | D | D | 522 | $80.83 | 522 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 9 | Common | Class A Common Stock | 2025-03-01 | M | A | 779 | $0.00 | 779 | D | — | — | (F2) Shares distributed pursuant to vesting of Restricted Stock Unites granted on February 23, 2024. |
| 10 | Common | Class A Common Stock | 2025-03-01 | F | D | 270 | $76.57 | 509 | D | — | — | (F3) Shares withheld to satisfy the tax liability in connection with the transaction described in footnotes 2 above. |
| 11 | Common | Class A Common Stock | 2025-03-01 | M | A | 228 | $0.00 | 228 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 12 | Common | Class A Common Stock | 2025-03-01 | D | D | 652 | $80.83 | 652 | D | — | — | (F1) Deemed acquisition and disposition to the issuer of shares of stock underlying Phantom Stock Units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 13 | Derivative | Phantom Stock Units | 2025-03-01 | M | D | 652 | $0.00 | 651 | D | — · 2024-03-01 to — | 652 Class A Common Stock | (F10) Phantom Stock Units granted on February 23, 2024 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F11) 652 Phantom Stock Units will be settled and payable on or about March 1, 2024; 652 on or about March 1, 2025; and 651 on or about March 1, 2026. |
| 14 | Derivative | Phantom Stock Units | 2025-03-01 | M | D | 522 | $0.00 | 1,042 | D | — · 2025-03-01 to — | 1,564 Class A Common Stock | (F12) Phantom Stock Units granted on February 21, 2025 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F13) 522 Phantom Stock Units will be settled and payable on or about March 1, 2025; 521 on or about March 1, 2025; and 521 on or about March 1, 2026. |
| 15 | Derivative | Restricted Stock Units | 2025-03-01 | M | A | 779 | $0.00 | 1,557 | D | — · 2025-03-01 to — | 2,336 Class A Common Stock | (F14) Restricted Stock Units granted February 23, 2024 pursuant to the Albany International Corp. 2023 Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting. (F15) 779 Restricted Stock Units vest on March 1, 2025; 779 Restricted Stock Units vest on March 1, 2026; and 778 Restricted Stock Units vest on March 1, 2027. |
| 16 | Derivative | Phantom Stock Units | 2025-03-01 | M | D | 302 | $0.00 | 604 | D | — · 2023-03-01 to — | 603 Class A Common Stock | (F8) Phantom Stock Units granted on February 24, 2023 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F9) 302 Phantom Stock Units will be payable on or about March 1, 2023; 302 on March 1, 2024; 302 on March 1, 2025; 302 on March 1, 2026; and 360 on March 1, 2027. |
| 17 | Derivative | Phantom Stock Units | 2025-03-01 | M | D | 360 | $0.00 | 360 | D | — · 2022-03-01 to — | 720 Class A Common Stock | (F6) Phantom Stock Units granted on February 25, 2022 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F7) 360 Phantom Stock Units will be payable each year on or about March 1, 2022; 360 on March 1, 2023; 360 on March 1, 2024; 360 on March 1, 2025; and 360 on March 1, 2026. |
| 18 | Derivative | Phantom Stock Units | 2025-03-01 | M | D | 228 | $0.00 | 0 | D | — · 2021-03-01 to — | 228 Class A Common Stock | (F4) Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F5) 228 Phantom Stock Units will be settled and payable on or about March 1, 2021; 228 on March 1, 2022; 228 on March 1, 2023; 228 on March 1, 2024; and 228 March 1, 2025. |