Form 4/A for AIN ALBANY INTERNATIONAL CORP /DE/
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-01 · accession 0001062993-25-004474 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2025-03-05 | 2025-03-01 | AIN | Gaug Joseph M | VP-GC, Sec | M - OptEx | $0.00 | +2,726 | 10.5K | +35% | $0 |
| DA | 2025-03-05 | 2025-03-01 | AIN | Gaug Joseph M | VP-GC, Sec | D - Sale to Iss | $80.83 | -463 | 0 | -100% | -$37.4K |
| DA | 2025-03-05 | 2025-03-01 | AIN | Gaug Joseph M | VP-GC, Sec | F - Tax | $76.57 | -1,764 | 9,645 | -15% | -$135.1K |
| DA | 2025-03-05 | 2025-03-01 | AIN | Gaug Joseph M | VP-GC, Sec | A - Grant | $0.00 | +2,335 | 9,146 | +34% | $0 |
| DMA | 2025-03-05 | 2025-03-01 | AIN | Gaug Joseph M | VP-GC, Sec | M - OptEx | $0.00 | -2,726 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-01 | M | A | 463 | $0.00 | 463 | D | — | — | (F6) Deemed acquisition and disposition to the issuer of shares of stock underlying Restricted Stock Units upon automatic vesting and cash settlement of such Units (see footnote 7 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 2 | Common | Class A Common Stock | 2025-03-01 | M | A | 905 | $0.00 | 11,409 | D | — | — | (F4) Shares distributed pursuant to a vesting of Restricted Stock Units granted February 23, 2024. |
| 3 | Common | Class A Common Stock | 2025-03-01 | M | A | 641 | $0.00 | 9,787 | D | — | — | (F2) Shares distributed pursuant to a vesting of Restricted Stock Units granted February 25, 2022. |
| 4 | Common | Class A Common Stock | 2025-03-01 | D | D | 463 | $80.83 | 0 | D | — | — | (F6) Deemed acquisition and disposition to the issuer of shares of stock underlying Restricted Stock Units upon automatic vesting and cash settlement of such Units (see footnote 7 and 8). No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
| 5 | Common | Class A Common Stock | 2025-03-01 | M | A | 717 | $0.00 | 10,504 | D | — | — | (F3) Shares distributed pursuant to a vesting of Restricted Stock Units granted February 24, 2023. |
| 6 | Common | Class A Common Stock | 2025-03-01 | F | D | 1,764 | $76.57 | 9,645 | D | — | — | (F17) Correction to shares disposed and shares owned due to administrative error. (F5) Shares withheld to satisfy the tax liability in connection with the transaction described in footnotes 1, 2, 3 and 4 above. |
| 7 | Common | Class A Common Stock | 2025-03-01 | A | A | 2,335 | $0.00 | 9,146 | D | — | — | (F1) Shares distributed pursuant to a Multi-Year Performance Award made under the Albany International Corp. 2017 Incentive Plan. |
| 8 | Derivative | Restricted Stock Units | 2025-03-01 | M | D | 717 | $0.00 | 717 | D | — · 2025-03-01 to — | 1,434 Class A Common Stock | (F11) Restricted Stock Units granted February 24, 2023 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting. (F12) 708 Restricted Stock Units vest on March 1, 2024; 717 Restricted Stock Units vest on March 1, 2025; and 717 Restricted Stock Units vest on March 1, 2026. |
| 9 | Derivative | Restricted Stock Units | 2025-03-01 | M | D | 905 | $0.00 | 1,809 | D | — · 2025-03-01 to — | 2,714 Class A Common Stock | (F13) Restricted Stock Units granted February 23, 2024 pursuant to the Albany International Corp. 2023 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting. (F14) 905 Restricted Stock Units vest on March 1, 2025; 905 Restricted Stock Units vest on March 1, 2026; and 904 Restricted Stock Units vest on March 1, 2027. |
| 10 | Derivative | Restricted Stock Units | 2025-03-01 | M | D | 641 | $0.00 | 0 | D | — · 2025-03-01 to — | 641 Class A Common Stock | (F9) Restricted Stock Units granted February 25, 2022 pursuant to the Albany International Corp. 2017 Incentive Plan. Each Restricted Stock Unit entitles the holder to receive one share of Class A Common Stock at the time of vesting. (F10) 641 Restricted Stock Units vest on March 1, 2023; 641 Restricted Stock Units vest on March 1, 2024; and 641 Restricted Stock Units vest on March 1, 2025. |
| 11 | Derivative | Phantom Stock Units | 2025-03-01 | M | D | 463 | $0.00 | 0 | D | — · 2021-03-01 to — | 463 Class A Common Stock | (F7) Phantom Stock Units granted on February 18, 2021 pursuant to the Phantom Stock Unit Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting. (F8) 463 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2021. |