Form 4 for ROKU ROKU, INC
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0001062993-25-004664 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-03-05 | 2025-03-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | G - Gift | $0.00 | +10.0K | 143.2K | +8% | $0 |
| D | 2025-03-05 | 2025-03-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | G - Gift | $0.00 | -10.0K | 0 | -100% | $0 |
| D | 2025-03-05 | 2025-03-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | F - Tax | $80.26 | -2,035 | 6,243 | -25% | -$163.3K |
| D | 2025-03-05 | 2025-03-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $0.00 | +8,278 | 8,278 | New | $0 |
| D | 2025-03-05 | 2025-03-03 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $0.00 | -8,278 | 49.7K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-03 | G | D | 133,210 | $0.00 | 0 | I Wood 2017 Revocable Trust | — | — | |
| 2 | Common | Class A Common Stock | 2025-03-03 | G | D | 10,040 | $0.00 | 0 | D The Anthony J. Wood 2025 Annuity Trust | — | — | |
| 3 | Common | Class A Common Stock | 2025-03-03 | G | A | 133,210 | $0.00 | 133,210 | I The Anthony J. Wood 2025 Annuity Trust | — | — | |
| 4 | Common | Class A Common Stock | 2025-03-03 | F | D | 2,035 | $80.26 | 6,243 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 3, 2025. |
| 5 | Common | Class A Common Stock | 2025-03-03 | G | A | 10,040 | $0.00 | 143,250 | I | — | — | |
| 6 | Common | Class A Common Stock | 2025-03-03 | M | A | 8,278 | $0.00 | 8,278 | D | — | — | |
| 7 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 8,278 | $0.00 | 49,666 | D | — · — to — | 8,278 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |