Form 4 for DC Dakota Gold Corp.
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-01 · accession 0001062993-25-004669 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-05 | 2025-03-01 | DC | ABERLE GERALD MICHAEL | COO | M - OptEx | — | +45.0K | 4.36M | +1% | — |
| DM | 2025-03-05 | 2025-03-01 | DC | ABERLE GERALD MICHAEL | COO | F - Tax | $3.03 | -19.9K | 4.37M | -0.5% | -$60.2K |
| D | 2025-03-05 | 2025-03-01 | DC | ABERLE GERALD MICHAEL | COO | A - Grant | $0.00 | +82.5K | 4.46M | +2% | $0 |
| DM | 2025-03-05 | 2025-03-01 | DC | ABERLE GERALD MICHAEL | COO | M - OptEx | $0.00 | +45.0K | 23.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2025-03-01 | M | A | 21,805 | — | 4,395,723 | D | — | — | (F5) The Reporting Person was previously granted 94,340 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Index. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 21,805 shares of common stock. Upon settlement, 6,080 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 15,725 shares of common stock. (F3) The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock. |
| 2 | Common | COMMON STOCK | 2025-03-01 | F | D | 4,269 | $3.03 | 4,382,153 | D | — | — | (F8) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 3 | Common | COMMON STOCK | 2025-03-01 | A | A | 82,508 | $0.00 | 4,464,661 | D | — | — | (F9) Represents RSUs granted pursuant to the Issuer???s 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer???s common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028. |
| 4 | Common | COMMON STOCK | 2025-03-01 | F | D | 3,221 | $3.03 | 4,386,422 | D | — | — | (F7) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 5 | Common | COMMON STOCK | 2025-03-01 | F | D | 6,080 | $3.03 | 4,389,643 | D | — | — | (F6) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 6 | Common | COMMON STOCK | 2025-03-01 | M | A | 16,450 | — | 4,378,385 | D | — | — | (F3) The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock. (F2) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 7 | Common | COMMON STOCK | 2025-03-01 | F | D | 1,836 | $3.03 | 4,361,935 | D | — | — | (F2) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 8 | Common | COMMON STOCK | 2025-03-01 | F | D | 4,467 | $3.03 | 4,373,918 | D | — | — | (F4) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 9 | Common | COMMON STOCK | 2025-03-01 | M | A | 6,762 | — | 4,363,771 | D | — | — | (F1) The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,836 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,926 shares of common stock. |
| 10 | Derivative | PERFORMANCE STOCK UNITS | 2025-03-01 | M | A | 21,805 | $0.00 | 62,894 | D | — · — to — | 21,805 COMMON STOCK | (F5) The Reporting Person was previously granted 94,340 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Index. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 21,805 shares of common stock. Upon settlement, 6,080 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 15,725 shares of common stock. (F3) The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock. |
| 11 | Derivative | PERFORMANCE STOCK UNITS | 2025-03-01 | M | A | 6,762 | $0.00 | 0 | D | — · — to — | 6,762 COMMON STOCK | (F1) The Reporting Person was previously granted 29,255 performance stock units ("PSUs") on September 1, 2022, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 6,762 shares of common stock. Upon settlement, 1,836 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 4,926 shares of common stock. |
| 12 | Derivative | PERFORMANCE STOCK UNITS | 2025-03-01 | M | A | 16,450 | $0.00 | 23,726 | D | — · — to — | 16,450 COMMON STOCK | (F3) The Reporting Person was previously granted 71,174 PSUs on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 16,450 shares of common stock. Upon settlement, 4,467 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 11,983 shares of common stock. (F2) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |