Form 4 for ROKU ROKU, INC
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0001062993-25-004671 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-05 | 2025-03-03 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | F - Tax | $80.26 | -2,389 | 9,162 | -21% | -$191.7K |
| D | 2025-03-05 | 2025-03-03 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | M - OptEx | $0.00 | +4,708 | 11.6K | +69% | $0 |
| DM | 2025-03-05 | 2025-03-04 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | S - Sale+OE | $80.36 | -1,906 | 7,256 | -21% | -$153.2K |
| DM | 2025-03-05 | 2025-03-03 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | M - OptEx | $0.00 | -4,708 | 4,967 | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-03-03 | F | D | 2,389 | $80.26 | 9,162 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 3, 2025. |
| 2 | Common | Class A Common Stock | 2025-03-03 | M | A | 4,708 | $0.00 | 11,551 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-03-04 | S | D | 203 | $79.03 | 8,959 | D | — | — | (F2) Shares sold pursuant to Mr. Banks' 10b5-1 plan. |
| 4 | Common | Class A Common Stock | 2025-03-04 | S | D | 1,703 | $80.52 | 7,256 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 749 | $0.00 | 0 | D | — · — to — | 749 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022. |
| 6 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 148 | $0.00 | 445 | D | — · — to — | 148 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. |
| 7 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 1,249 | $0.00 | 8,740 | D | — · — to — | 1,249 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F7) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. |
| 8 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 1,202 | $0.00 | 12,020 | D | — · — to — | 1,202 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F9) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| 9 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 172 | $0.00 | 344 | D | — · — to — | 172 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F10) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024 |
| 10 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 360 | $0.00 | 0 | D | — · — to — | 360 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021. |
| 11 | Derivative | Restricted Stock Unit | 2025-03-03 | M | D | 828 | $0.00 | 4,967 | D | — · — to — | 828 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F8) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |