Form 4 for DC Dakota Gold Corp.
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-01 · accession 0001062993-25-004701 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-05 | 2025-03-01 | DC | Malone Patrick Shay | CLO | M - OptEx | — | +34.8K | 258.9K | +16% | — |
| D | 2025-03-05 | 2025-03-01 | DC | Malone Patrick Shay | CLO | A - Grant | $0.00 | +5,715 | 243.8K | +2% | $0 |
| DM | 2025-03-05 | 2025-03-01 | DC | Malone Patrick Shay | CLO | F - Tax | $3.03 | -25.5K | 248.6K | -9% | -$77.4K |
| DM | 2025-03-05 | 2025-03-01 | DC | Malone Patrick Shay | CLO | M - OptEx | $0.00 | +34.8K | 59.0K | +144% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2025-03-01 | M | A | 14,394 | — | 243,240 | D | — | — | (F1) The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock. |
| 2 | Common | COMMON STOCK | 2025-03-01 | A | A | 5,715 | $0.00 | 243,849 | D | — | — | (F8) Represents shares of common stock granted to the Reporting Person pursuant to the Issuers 2022 Stock Incentive Plan. |
| 3 | Common | COMMON STOCK | 2025-03-01 | F | D | 5,557 | $3.03 | 238,134 | D | — | — | (F7) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 4 | Common | COMMON STOCK | 2025-03-01 | F | D | 4,915 | $3.03 | 243,691 | D | — | — | (F6) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested RSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 5 | Common | COMMON STOCK | 2025-03-01 | F | D | 4,799 | $3.03 | 238,441 | D | — | — | (F2) Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 6 | Common | COMMON STOCK | 2025-03-01 | F | D | 6,816 | $3.03 | 252,067 | D | — | — | (F4) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 7 | Common | COMMON STOCK | 2025-03-01 | F | D | 3,461 | $3.03 | 248,606 | D | — | — | (F5) Represents shares of common stock withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested restricted stock units ("RSUs") into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 8 | Common | COMMON STOCK | 2025-03-01 | M | A | 20,442 | — | 258,883 | D | — | — | (F3) The Reporting Person was previously granted 88,443 PSUs on March 1, 2024, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS. One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 20,442 shares of common stock. Upon settlement, 6,816 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 13,626 shares of common stock. (F2) Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |
| 9 | Derivative | PERFORMANCE STOCK UNITS | 2025-03-01 | M | A | 14,394 | $0.00 | 20,760 | D | — · — to — | 14,394 COMMON STOCK | (F1) The Reporting Person was previously granted 62,278 performance stock units ("PSUs") on March 1, 2023, which can vest between 0% - 200% of the target number of shares, based on relative total stockholder return of the Issuer as compared to the MVIS Global Junior Gold Miners Index (the "MVIS Index"). One-third of such PSUs vested in 2024 at 69% of the target number of shares, were settled on March 1, 2025 and were converted into 14,394 shares of common stock. Upon settlement, 4,799 shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations and the Reporting Person received 9,595 shares of common stock. |
| 10 | Derivative | PERFORMANCE STOCK UNITS | 2025-03-01 | M | A | 20,442 | $0.00 | 58,962 | D | — · — to — | 20,442 COMMON STOCK | (F2) Represents shares of common stock were withheld by the Issuer solely for the purpose of satisfying tax withholding obligations in connection with the conversion of the vested PSUs into shares of common stock upon settlement by the Issuer, based on a closing price of $3.03 per share of the common stock on February 28, 2025 on the NYSE American. |