Form 4 for DRK DarkHorse Technologies Inc.
Accepted 2025-03-18 00:00:00 ET · period of report 2025-03-14 · accession 0001062993-25-005838 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-18 | 2025-03-14 | DRK | Kalbfleisch Kurt L. | CFO, Acting CEO | F - Tax | $0.49 | -4,212 | 149.7K | -3% | -$2,064 |
| D | 2025-03-18 | 2025-03-14 | DRK | Kalbfleisch Kurt L. | CFO, Acting CEO | M - OptEx | — | +11.7K | 154.0K | +8% | — |
| D | 2025-03-18 | 2025-03-14 | DRK | Kalbfleisch Kurt L. | CFO, Acting CEO | M - OptEx | — | -11.7K | 695.2K | -2% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-14 | F | D | 4,212 | $0.49 | 149,741 | D | — | — | |
| 2 | Common | Common Stock | 2025-03-14 | M | A | 11,719 | — | 153,953 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2025-03-14 | M | D | 11,719 | — | 695,200 | D | — · — to — | 11,719 Common Stock | (F1) Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. (F3) The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning March 31, 2025 until December 31, 2026; (ii) 11,719 shares vest each quarter beginning 3/31/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 11,607 shares vest on 6/20/25. (F2) These RSUs vested on December 31, 2024. |