Form 4 for SWKHL SWK Holdings Corp
Accepted 2025-04-17 00:00:00 ET · period of report 2025-04-15 · accession 0001062993-25-007630 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-04-17 | 2025-04-15 | SWKHL | Staggs Joe David JR | Pres | M - OptEx | $11.22 | +33.8K | 130.9K | +35% | +$378.5K |
| D | 2025-04-17 | 2025-04-15 | SWKHL | Staggs Joe David JR | Pres | F - Tax | $18.10 | -25.9K | 123.8K | -17% | -$468.0K |
| DM | 2025-04-17 | 2025-04-15 | SWKHL | Staggs Joe David JR | Pres | M - OptEx | $0.00 | -33.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-15 | M | A | 18,750 | $12.50 | 149,623 | D | — | — | |
| 2 | Common | Common Stock | 2025-04-15 | M | A | 15,000 | $9.61 | 130,873 | D | — | — | |
| 3 | Common | Common Stock | 2025-04-15 | F | D | 25,857 | $18.10 | 123,766 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2025-04-15 | M | D | 15,000 | $0.00 | 0 | D | $9.61 · — to 2026-07-11 | 15,000 Common Stock | (F1) These options are fully vested and exercisable. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2025-04-15 | M | D | 18,750 | $0.00 | 0 | D | $12.50 · — to 2029-05-24 | 18,750 Common Stock | (F1) These options are fully vested and exercisable. |