Form 4 for GHM GRAHAM CORP
Accepted 2025-05-20 00:00:00 ET · period of report 2025-05-17 · accession 0001062993-25-009886 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-05-20 | 2025-05-17 | GHM | Thoren Daniel J. | CEO, Dir | F - Tax | $37.29 | -2,191 | 329.9K | -0.7% | -$81.7K |
| D | 2025-05-20 | 2025-05-17 | GHM | Thoren Daniel J. | CEO, Dir | M - OptEx | $0.00 | +6,088 | 332.1K | +2% | $0 |
| D | 2025-05-20 | 2025-05-17 | GHM | Thoren Daniel J. | CEO, Dir | M - OptEx | $0.00 | -6,088 | 6,089 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-05-17 | F | D | 2,191 | $37.29 | 329,913 | D | — | — | (F3) Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2025-05-17 | M | A | 6,088 | $0.00 | 332,104 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F2) Includes 1,131 shares acquired under the Graham Corporation Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Units | 2025-05-17 | M | D | 6,088 | $0.00 | 6,089 | D | $0.00 · — to — | 6,088 Common Stock | (F1) These restricted stock units convert into common stock on a one-for-one basis. (F4) Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. |