Form 4 for GHM GRAHAM CORP
Accepted 2025-06-04 00:00:00 ET · period of report 2025-06-02 · accession 0001062993-25-010995 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-06-04 | 2025-06-04 | GHM | Schnorr Lisa M. | Dir | M - OptEx | $0.00 | +2,934 | 35.9K | +9% | $0 |
| D | 2025-06-04 | 2025-06-02 | GHM | Schnorr Lisa M. | Dir | A - Grant | $0.00 | +1,956 | 1,956 | New | $0 |
| D | 2025-06-04 | 2025-06-04 | GHM | Schnorr Lisa M. | Dir | M - OptEx | $0.00 | -2,934 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-04 | M | A | 2,934 | $0.00 | 35,911 | D | — | — | (F1) These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. (F2) Includes 9,327 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
| 2 | Derivative | Restricted Stock Units | 2025-06-02 | A | A | 1,956 | $0.00 | 1,956 | D | $0.00 · — to — | 1,956 Common Stock | (F3) These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/2/2026 and become payable in common stock upon separation of the Reporting Person's service as a director. |
| 3 | Derivative | Restricted Stock Units | 2025-06-04 | M | D | 2,934 | $0.00 | 0 | D | $0.00 · — to — | 2,934 Common Stock | (F1) These restricted stock units vested on 6/4/2025 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |