Form 4 for GHM GRAHAM CORP
Accepted 2025-06-11 00:00:00 ET · period of report 2025-06-09 · accession 0001062993-25-011405 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-11 | 2025-06-09 | GHM | Smith Alan E | VP, General Manager - Batavia | A - Grant | $0.00 | +7,693 | 70.3K | +12% | $0 | |
| 2025-06-11 | 2025-06-09 | GHM | Smith Alan E | VP, General Manager - Batavia | F - Tax | $44.66 | -3,619 | 66.6K | -5% | -$161.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-09 | A | A | 7,693 | $0.00 | 70,253 | D | — | — | (F1) These shares were awarded to Mr. Smith upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025. |
| 2 | Common | Common Stock | 2025-06-09 | F | D | 3,619 | $44.66 | 66,634 | D | — | — | (F2) Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units. |