Form 4 for ROKU ROKU, INC
Accepted 2025-09-04 00:00:00 ET · period of report 2025-09-02 · accession 0001062993-25-015341 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-09-04 | 2025-09-02 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | M - OptEx | $0.00 | +4,647 | 9,842 | +89% | $0 |
| D | 2025-09-04 | 2025-09-03 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | S - Sale+OE | $97.85 | -2,180 | 5,355 | -29% | -$213.3K |
| D | 2025-09-04 | 2025-09-02 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | F - Tax | $95.86 | -2,307 | 7,535 | -23% | -$221.1K |
| DM | 2025-09-04 | 2025-09-02 | ROKU | Banks Matthew C. | VP, CAO, Corp Ctrl | M - OptEx | $0.00 | -4,647 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-09-02 | M | A | 4,647 | $0.00 | 9,842 | D | — | — | |
| 2 | Common | Class A Common Stock | 2025-09-03 | S | D | 2,180 | $97.85 | 5,355 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-09-02 | F | D | 2,307 | $95.86 | 7,535 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025. |
| 4 | Derivative | Restricted Stock Unit | 2025-09-02 | M | D | 1,202 | $0.00 | 9,616 | D | — · — to — | 1,202 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F7) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| 5 | Derivative | Restricted Stock Unit | 2025-09-02 | M | D | 828 | $0.00 | 3,311 | D | — · — to — | 828 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F6) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 6 | Derivative | Restricted Stock Unit | 2025-09-02 | M | D | 1,249 | $0.00 | 6,243 | D | — · — to — | 1,249 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023. |
| 7 | Derivative | Restricted Stock Unit | 2025-09-02 | M | D | 148 | $0.00 | 148 | D | — · — to — | 148 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022. |
| 8 | Derivative | Restricted Stock Unit | 2025-09-02 | M | D | 1,048 | $0.00 | 2,097 | D | — · — to — | 1,048 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025. |
| 9 | Derivative | Restricted Stock Unit | 2025-09-02 | M | D | 172 | $0.00 | 0 | D | — · — to — | 172 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F8) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2024. |