Form 4 for ROKU ROKU, INC
Accepted 2025-09-04 00:00:00 ET · period of report 2025-09-02 · accession 0001062993-25-015343 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-09-04 | 2025-09-02 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | F - Tax | $95.86 | -4,605 | 50.5K | -8% | -$441.4K |
| D | 2025-09-04 | 2025-09-02 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | M - OptEx | $0.00 | +11.7K | 55.1K | +27% | $0 |
| DM | 2025-09-04 | 2025-09-02 | ROKU | Ozgen Mustafa | Pres, Devices, Prod, Tech | M - OptEx | $0.00 | -11.7K | 54.3K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-09-02 | F | D | 4,605 | $95.86 | 50,527 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025. |
| 2 | Common | Class A Common Stock | 2025-09-02 | M | A | 11,700 | $0.00 | 55,132 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2025-09-02 | M | D | 4,910 | $0.00 | 19,639 | D | — · — to — | 4,910 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2025-09-02 | M | D | 6,790 | $0.00 | 54,318 | D | — · — to — | 6,790 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |