Form 4 for GROW U S GLOBAL INVESTORS INC
Accepted 2026-06-04 10:18:50 ET · period of report 2026-06-02 · accession 0001062993-26-003051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2026-06-04 10:18 | 2026-06-02+ | GROW | Gator Capital Management, LLC | 10% | P - Purchase | $2.59 | +20.8K | 1.12M | +2% | +$54.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock (Non-Voting) | 2026-06-02 | P | A | 20,496 | $2.59 | 1,121,263 | I Investment adviser with discretion over multiple client accounts (See Footnotes) | — | — | (F1) Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. (F2) Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion. (F3) As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. (F4) The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
| 2 | Common | Class A Common Stock (Non-Voting) | 2026-06-03 | P | A | 330 | $2.60 | 1,121,593 | I Investment adviser with discretion over multiple client accounts (See Footnotes) | — | — | (F1) Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. (F2) Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion. (F3) As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. (F4) The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |