Form 4 for BTU PEABODY ENERGY CORP
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0001064728-24-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-23 | 2024-02-21 | BTU | Spurbeck Mark | EVP, CFO | A - Grant | $0.00 | +24.5K | 93.1K | +36% | $0 | |
| 2024-02-23 | 2024-02-23 | BTU | Spurbeck Mark | EVP, CFO | S - Sale | $24.57 | -6,826 | 75.5K | -8% | -$167.7K | |
| 2024-02-23 | 2024-02-22 | BTU | Spurbeck Mark | EVP, CFO | F - Tax | $24.70 | -10.9K | 82.3K | -12% | -$268.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-21 | A | A | 24,511 | $0.00 | 93,149 | D | — | — | (F1) Represents shares earned from a restricted stock unit grant awarded on January 3, 2022 with a two-year performance period. The Compensation Committee certified the achievement of the performance goals on February 21, 2024. |
| 2 | Common | Common Stock | 2024-02-23 | S | D | 6,826 | $24.57 | 75,464 | D | — | — | (F3) The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2022, and amended March 9, 2023. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.43 to $24.75 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. |
| 3 | Common | Common Stock | 2024-02-22 | F | D | 10,859 | $24.70 | 82,290 | D | — | — | (F2) The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 24,511 restricted stock units on February 21, 2024. |