Form 4 for NRDS NERDWALLET, INC.
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001065180-21-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-10 | 2021-11-08 | NRDS | ROBINSON JAMES D III | Dir | C - Cnv Deriv | $0.00 | +1.67M | 556.8K | New | $0 |
| DMI | 2021-11-10 | 2021-11-08 | NRDS | ROBINSON JAMES D III | Dir | C - Cnv Deriv | — | -1.67M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-08 | C | A | 1,113,635 | $0.00 | 1,113,635 | I Held by RRE Leaders Fund LP | — | — | (F2) The reporting person is one of the managing members and officers of these entities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. (F1) The sole general partner of RRE Leaders Fund LP is RE Leaders GP, L.P. |
| 2 | Common | Class A Common Stock | 2021-11-08 | C | A | 556,817 | $0.00 | 556,817 | I Held by RRE Ventures VI, LP. | — | — | (F2) The reporting person is one of the managing members and officers of these entities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. (F3) The sole general partner of RRE Ventures VI, LP is RRE Ventures GP 6, LP. |
| 3 | Derivative | Series A Preferred Stock | 2021-11-08 | C | D | 1,113,635 | — | 0 | I Held by RRE Leaders Fund LP | — · — to — | 1,113,635 Class A Common Stock | (F4) At the closing of the initial public offering of the Issuer, the Series A Preferred Stock automatically converted into the Issuer's Class A Common Stock on a 1-for-1 basis and had no expiration date. (F2) The reporting person is one of the managing members and officers of these entities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. (F1) The sole general partner of RRE Leaders Fund LP is RE Leaders GP, L.P. |
| 4 | Derivative | Series A Preferred Stock | 2021-11-08 | C | D | 556,817 | — | 0 | I Held by RRE Ventures VI, LP. | — · — to — | 556,817 Class A Common Stock | (F4) At the closing of the initial public offering of the Issuer, the Series A Preferred Stock automatically converted into the Issuer's Class A Common Stock on a 1-for-1 basis and had no expiration date. (F2) The reporting person is one of the managing members and officers of these entities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. (F3) The sole general partner of RRE Ventures VI, LP is RRE Ventures GP 6, LP. |