Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2021-10-01 00:00:00 ET · period of report 2021-09-30 · accession 0001072613-21-000577 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-01 | 2021-09-30 | EP | Energy Evolution Master Fund, Ltd. | 10% | X - OptEx | $1.25 | +5.30M | 15.25M | +53% | +$6.63M |
| D | 2021-10-01 | 2021-09-30 | EP | Energy Evolution Master Fund, Ltd. | 10% | X - OptEx | $0.00 | -5.30M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-30 | X | A | 5,300,208 | $1.25 | 15,250,208 | D | — | — | |
| 2 | Derivative | Senior Secured Note Due December 31, 2021 | 2021-09-30 | X | D | 5,300,208 | $0.00 | 0 | D | $1.25 · 2021-05-14 to 2023-06-30 | 5,200,000 Common Stock | (F1) Gives effect to interest converted. (F2) The maturity date was extended from 12/31/2021 to 06/30/2023. |