Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-30 · accession 0001072613-22-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-30 | EP | Energy Evolution Master Fund, Ltd. | 10% | X - OptEx | $1.25 | +4.62M | 19.87M | +30% | +$5.77M |
| D | 2022-01-04 | 2021-12-30 | EP | Energy Evolution Master Fund, Ltd. | 10% | X - OptEx | $0.00 | -4.62M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-30 | X | A | 4,616,343 | $1.25 | 19,866,551 | D | — | — | |
| 2 | Derivative | Senior Secured Note Due December 31, 2021 | 2021-12-30 | X | D | 4,616,343 | $0.00 | 0 | D | $1.25 · 2021-05-14 to 2023-06-30 | 4,572,282 Common Stock | (F1) Gives effect to interest converted. (F2) The note was fully converted on 12/30/2021. |