Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001072613-22-000310 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-02 | 2022-02-28 | EP | Morrisett Michael R. | Pres, Dir | A - Grant | $0.00 | +40.0K | 1.73M | +2% | $0 |
| DM | 2022-03-02 | 2022-02-28 | EP | Morrisett Michael R. | Pres, Dir | A - Grant | $0.00 | +240.0K | 120.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | A | A | 40,000 | $0.00 | 1,733,128 | D | — | — | |
| 2 | Derivative | Employee Stock Option (Right to Buy) | 2022-02-28 | A | A | 120,000 | $0.00 | 120,000 | D | $2.95 · — to 2026-08-31 | 120,000 Common Stock | (F2) The Option vests in one-third increments on each of the second, third and fourth anniversary of the date of the grant. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2022-02-28 | A | A | 120,000 | $0.00 | 120,000 | D | $2.95 · — to 2025-08-31 | 120,000 Common Stock | (F1) The Option vests in three equal annual installments beginning on February 28, 2023. |