Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2022-04-28 00:00:00 ET · period of report 2022-04-26 · accession 0001072613-22-000394 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-28 | 2022-04-26 | EP | Pritchard Thomas W. | CEO, Dir | M - OptEx | $1.32 | +235.0K | 264.6K | +794% | +$310.2K |
| D | 2022-04-28 | 2022-04-26 | EP | Pritchard Thomas W. | CEO, Dir | M - OptEx | $0.00 | -235.0K | 354.1K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-26 | M | A | 235,000 | $1.32 | 264,583 | D | — | — | (F2) Includes 19,583 shares previously held through Pritchard Energy Advisors, LLC which were distributed to the reporting person and are now owned directly. (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). |
| 2 | Derivative | Employee Stock Option (Right to Buy) | 2022-04-26 | M | D | 235,000 | $0.00 | 354,100 | D | $1.32 · 2019-04-03 to 2029-04-02 | 235,000 Common Stock | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). (F3) The option vested in three installments as follows: 312,500 on April 3, 2019; 156,250 on April 3, 2020; and 156,250 on April 3, 2021 (as adjusted for the Reverse Stock Split). |