Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2022-07-01 00:00:00 ET · period of report 2022-06-29 · accession 0001072613-22-000472 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-07-01 | 2022-06-29+ | EP | Mulacek Phil E | Dir, 10% | P - Purchase | $11.27 | +63.4K | 2.18M | +3% | +$714.2K |
| DI | 2022-07-01 | 2022-06-30 | EP | Mulacek Phil E | Dir, 10% | X - OptEx | $2.00 | +15.0K | 343.8K | +5% | +$30.0K |
| DI | 2022-07-01 | 2022-06-30 | EP | Mulacek Phil E | Dir, 10% | X - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
| DMI | 2022-07-01 | 2022-06-30 | EP | Mulacek Phil E | Dir, 10% | J - Other | $0.00 | -107.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-30 | P | A | 345 | $10.90 | 2,222,483 | D | — | — | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |
| 2 | Common | Common Stock | 2022-06-30 | X | A | 15,000 | $2.00 | 343,750 | I | — | — | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |
| 3 | Common | Common Stock | 2022-06-30 | P | A | 1,910 | $10.67 | 2,224,399 | D | — | — | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |
| 4 | Common | Common Stock | 2022-06-30 | P | A | 6 | $10.80 | 2,222,489 | D | — | — | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |
| 5 | Common | Common Stock | 2022-06-30 | P | A | 42,209 | $11.61 | 2,222,138 | D | — | — | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |
| 6 | Common | Common Stock | 2022-06-29 | P | A | 17,055 | $10.56 | 2,178,076 | D By Five Sterling LP | — | — | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |
| 7 | Common | Common Stock | 2022-06-29 | P | A | 1,853 | $10.71 | 2,179,929 | D | — | — | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |
| 8 | Derivative | Common Stock Warrant (Right to Buy) | 2022-06-30 | X | D | 15,000 | $0.00 | 0 | I By Five Sterling LP | $2.00 · 2021-03-24 to 2022-12-31 | 15,000 Common Stock | |
| 9 | Derivative | Common Stock Warrant (Right to Buy) | 2022-06-30 | J | D | 99,500 | $0.00 | 0 | I By Petroleum Independent & Exploration LLC | $2.00 · 2021-03-24 to 2022-12-31 | 99,500 Common Stock | |
| 10 | Derivative | Common Stock Warrant (Right to Buy) | 2022-06-30 | J | D | 7,500 | $0.00 | 0 | I By Big Red Revocable Trust | $2.00 · 2021-03-24 to 2022-12-31 | 7,500 Common Stock |