Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2023-07-24 00:00:00 ET · period of report 2023-07-20 · accession 0001072613-23-000391 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-24 | 2023-07-20 | EP | Energy Evolution Master Fund, Ltd. | 10% | X - OptEx | $5.00 | +500.0K | 5.47M | +10% | +$2.50M |
| D | 2023-07-24 | 2023-07-20 | EP | Energy Evolution Master Fund, Ltd. | 10% | X - OptEx | $0.00 | -500.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-20 | X | A | 500,000 | $5.00 | 5,466,637 | D | — | — | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |
| 2 | Derivative | Common Stock Warrant (Right to Buy) | 2023-07-20 | X | D | 500,000 | $0.00 | 0 | D | $5.00 · 2021-09-30 to 2023-12-31 | 500,000 Common Stock | (F1) As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022. |