Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2023-12-01 00:00:00 ET · period of report 2023-11-29 · accession 0001072613-23-000597 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-01 | 2023-11-29 | EP | Mulacek Phil E | Dir, 10% | A - Grant | $8.10 | +1.24M | 3.75M | +49% | +$10.05M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-29 | A | A | 631,832 | $8.00 | 3,139,703 | D | — | — | (F1) The reporting person purchased the 631,832 shares from Empire Petroleum Corporation ("Empire") for an aggregate purchase price of $5,054,657.53, which was paid through cancellation and extinguishment of the outstanding principal amount and all accrued interest thereon under that certain Amended and Restated Promissory Note due December 31, 2024, in the original aggregate principal amount of $5,000,000, issued by Empire's wholly-owned subsidiary, Empire North Dakota LLC, to the reporting person. |
| 2 | Common | Common Stock | 2023-11-29 | A | A | 609,013 | $8.21 | 3,748,716 | D | — | — | (F2) The reporting person purchased the 609,013 shares from Empire for an aggregate purchase price of $5,000,000 which was paid in cash to Empire. |