Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2024-04-24 00:00:00 ET · period of report 2024-04-22 · accession 0001072613-24-000398 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-24 | 2024-04-22 | EP | Lewis Andrew Lloyd | Dir | M - OptEx | $5.00 | +3,220 | 33.2K | +11% | +$16.1K |
| D | 2024-04-24 | 2024-04-22 | EP | Lewis Andrew Lloyd | Dir | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-22 | M | A | 3,220 | $5.00 | 33,220 | D | — | — | (F1) Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated March 7, 2024, as supplemented by the Issuer's prospectus supplement dated March 28, 2024 (the "Rights Offering"). |
| 2 | Derivative | Subscription Rights (right to buy) | 2024-04-22 | M | D | 20,000 | $0.00 | 0 | D | $5.00 · 2024-03-07 to 2024-04-10 | 3,220 Common Stock | (F3) Each holder of common stock of record as of March 7, 2024 received one right for each share of common stock, which entitled the holder to purchase 0.161 of a share of common stock. (F2) Represents the exercise price of $5.00 per whole share of common stock in the Rights Offering. |