Form 4 for EP EMPIRE PETROLEUM CORP
Accepted 2025-11-07 00:00:00 ET · period of report 2025-11-05 · accession 0001072613-25-000775 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-07 | 2025-11-05 | EP | Mulacek Phil E | Dir, 10% | M - OptEx | $1.52 | +589.1K | 6.15M | +11% | +$895.4K |
| D | 2025-11-07 | 2025-11-05 | EP | Mulacek Phil E | Dir, 10% | P - Purchase | $3.77 | +187.1K | 5.56M | +3% | +$705.3K |
| D | 2025-11-07 | 2025-11-05 | EP | Mulacek Phil E | Dir, 10% | P - Purchase | $1.52 | +589.1K | 589.1K | New | +$895.4K |
| D | 2025-11-07 | 2025-11-05 | EP | Mulacek Phil E | Dir, 10% | M - OptEx | $0.00 | -589.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-05 | M | A | 589,100 | $1.52 | 6,151,199 | D | — | — | |
| 2 | Common | Common Stock | 2025-11-05 | P | A | 187,084 | $3.77 | 5,562,099 | D | — | — | |
| 3 | Derivative | Stock option (right to buy) | 2025-11-05 | P | A | 589,100 | $1.52 | 589,100 | D | $1.32 · — to 2029-04-02 | 589,100 Common Stock | (F1) The option vested in three installments as follows: 312,500 shares on April 3, 2019; 156,250 shares on April 3, 2020; and 156,250 shares on April 3, 2021. |
| 4 | Derivative | Stock option (right to buy) | 2025-11-05 | M | D | 589,100 | $0.00 | 0 | D | $1.32 · — to 2029-04-02 | 589,100 Common Stock | (F1) The option vested in three installments as follows: 312,500 shares on April 3, 2019; 156,250 shares on April 3, 2020; and 156,250 shares on April 3, 2021. |