Form 4/A for RIOT Riot Platforms, Inc.
Accepted 2022-09-29 00:00:00 ET · period of report 2022-09-27 · accession 0001079973-22-001212 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-09-29 | 2022-09-27 | RIOT | YI SOO IL BENJAMIN | Executive COB, Dir | A - Grant | $0.00 | +2.97M | 3.59M | +480% | $0 |
| DMA | 2022-09-29 | 2022-09-27 | RIOT | YI SOO IL BENJAMIN | Executive COB, Dir | M - OptEx | $0.00 | +426.8K | 619.7K | +221% | $0 |
| DMA | 2022-09-29 | 2022-09-27 | RIOT | YI SOO IL BENJAMIN | Executive COB, Dir | M - OptEx | $0.00 | -426.8K | 423.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-27 | A | A | 2,971,768 | $0.00 | 3,591,464 | D | — | — | (F1) On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. |
| 2 | Common | Common Stock | 2022-09-27 | M | A | 3,750 | $0.00 | 196,696 | D | — | — | (F1) On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. |
| 3 | Common | Common Stock | 2022-09-27 | M | A | 44,666 | $0.00 | 241,362 | D | — | — | (F1) On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. |
| 4 | Common | Common Stock | 2022-09-27 | M | A | 378,334 | $0.00 | 619,696 | D | — | — | (F1) On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. |
| 5 | Derivative | Restricted Stock Units | 2022-09-27 | M | D | 378,334 | $0.00 | 0 | D | $0.00 · — to — | 378,334 Common Stock | (F1) On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. (F2) All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. |
| 6 | Derivative | Restricted Stock Units | 2022-09-27 | M | D | 44,666 | $0.00 | 378,334 | D | $0.00 · — to — | 44,666 Common Stock | (F1) On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. (F2) All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. |
| 7 | Derivative | Restricted Stock Units | 2022-09-27 | M | D | 3,750 | $0.00 | 423,000 | D | $0.00 · — to — | 3,750 Common Stock | (F1) On September 28, 2022, a Form 4 was filed that, due to administrative error, inadvertently disclosed incorrect information regarding the reported transactions, as indicated. Accordingly, this amended Form 4 is being filed to supply the correct information regarding the indicated transactions. (F2) All outstanding Restricted Stock Unit awards ("RSUs") granted under the Issuer's equity plan were converted into awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee. The RSAs awarded in connection with this conversion are subject to forfeiture and restrictions until vesting, as set forth in the RSA award agreement with the Issuer governing the award. |