Form 4 for CDIO Cardio Diagnostics Holdings, Inc.

Accepted 2022-10-27 00:00:00 ET · period of report 2022-10-25 · accession 0001079973-22-001363 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-10-27	2022-10-25	CDIO	Mana Capital LLC	10%	J - Other	—	-1.56M	0	-100%	—
D	2022-10-27	2022-10-25	CDIO	Mana Capital LLC	10%	J - Other	—	-2.50M	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.00001 per share	2022-10-25	J	D	1,565,000	—	0	D	—	—	(F1) Pursuant to the terms of the Subscription Agreement and the Second Amended and Restated Subscription Agreement and Letter Agreement between the Reporting Person and the Issuer (the "Agreements"), the Reporting Person transferred all of the common stock and private warrants it acquired in connection with the Issuer's initial public offering to permitted transferees with no consideration in compliance with the Agreements.
2	Derivative	Private Warrant	2022-10-25	J	D	2,500,000	—	0	D	$11.50 · 2022-11-25 to 2027-10-25	2,500,000 Common Stock	(F1) Pursuant to the terms of the Subscription Agreement and the Second Amended and Restated Subscription Agreement and Letter Agreement between the Reporting Person and the Issuer (the "Agreements"), the Reporting Person transferred all of the common stock and private warrants it acquired in connection with the Issuer's initial public offering to permitted transferees with no consideration in compliance with the Agreements.