Form 4 for RIOT Riot Platforms, Inc.
Accepted 2022-11-01 00:00:00 ET · period of report 2022-10-31 · accession 0001079973-22-001384 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-01 | 2022-10-31 | RIOT | D'Ambrosio Lance Varro | Dir | S - Sale | $6.97 | -26.0K | 95.4K | -21% | -$181.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-31 | S | D | 26,000 | $6.97 | 95,441 | D | — | — | (F1) The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022. (F2) The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $6.88 to $7.06 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |