Form 4 for ASTI Ascent Solar Technologies, Inc.
Accepted 2023-10-02 00:00:00 ET · period of report 2023-09-28 · accession 0001079973-23-001363 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-02 | 2023-09-28 | ASTI | Warley Paul P. | CEO | P - Purchase | $2.88 | +34.7K | 38.2K | +992% | +$100.0K |
| D | 2023-10-02 | 2023-09-28 | ASTI | Warley Paul P. | CEO | P - Purchase | $0.00 | +34.7K | 34.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-28 | P | A | 34,722 | $2.88 | 38,222 | D | — | — | |
| 2 | Derivative | Warrants for Common Stock (right to buy) | 2023-09-28 | P | A | 34,722 | $0.00 | 34,722 | D | $2.88 · 2023-09-28 to 2028-09-28 | 34,722 Common Stock | (F1) In connection with the Ascent Solar secondary public offering, 34,722 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue. |