Form 4 for ASMB ASSEMBLY BIOSCIENCES, INC.
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-20 · accession 0001079973-23-001645 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-22 | 2023-11-20+ | ASMB | Schornstein Alexander | 10% | P - Purchase | $0.7075 | +400.0K | 7.46M | +6% | +$283.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-21 | P | A | 100,000 | $0.67 | 7,564,292 | D | — | — | (F3) The 100,000 shares purchased on November 21, 2023, were bought in transactions at prices ranging from $0.6666 to $0.67. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within. |
| 2 | Common | Common Stock | 2023-11-20 | P | A | 300,000 | $0.72 | 7,464,292 | D | — | — | (F2) The price reported is a weighted average price. These shares were purchased on November 20, 2023, in multiple transactions at prices ranging from $0.695 to $0.72. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within. |