Form 4 for LWLG Lightwave Logic, Inc.
Accepted 2023-12-08 00:00:00 ET · period of report 2023-12-06 · accession 0001079973-23-001717 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-08 | 2023-12-06 | LWLG | Bucchi Ronald A | Dir | S - Sale+OE | $4.75 | -27.0K | 81.7K | -25% | -$128.4K |
| D | 2023-12-08 | 2023-12-06 | LWLG | Bucchi Ronald A | Dir | M - OptEx | $0.00 | +50.0K | 108.7K | +85% | $0 |
| D | 2023-12-08 | 2023-12-06 | LWLG | Bucchi Ronald A | Dir | M - OptEx | $0.00 | -50.0K | 990.0K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-06 | S | D | 13,500 | $4.73 | 95,249 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.72 to $4.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4. |
| 2 | Common | Common Stock | 2023-12-06 | M | A | 50,000 | $0.00 | 108,749 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-06 | S | D | 13,500 | $4.78 | 81,749 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.77 to $4.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-06 | M | D | 50,000 | $0.00 | 990,000 | D | $0.72 · — to 2023-12-31 | 50,000 Common Stock | (F3) On 01/08/2014 the Issuer granted the Reporting Person an option to purchase up to 50,000 shares of Issuer stock that vest pursuant to the following schedule: 20,000 options vest on January 1, 2014, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2014. |