Form 4 for ASTI Ascent Solar Technologies, Inc.
Accepted 2024-01-19 00:00:00 ET · period of report 2024-01-17 · accession 0001079973-24-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-19 | 2024-01-17 | ASTI | Jo Jin H. | CFO | A - Grant | $0.00 | +42.5K | 42.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-17 | A | A | 42,500 | $0.00 | 42,500 | D | — | — | (F1) 42,500 of the shares reported are restricted stock units ("RSUs") granted 1/17/2024. Each RSU represents a contingent right to receive one share of ASTI common stock. (F2) One third of the RSU's will vest on each of 3/31/2024, 1/1/2025 and 1/1/2026. Any outstanding and unvested RSU's will accelerate and fully vest upon the earlier of (i) a change of control or (ii) the termination of Ms. Jo's employment for any reason other than (x) by the Company for cause or (y) by Ms. Jo without good reason. |