Form 4 for LWLG Lightwave Logic, Inc.
Accepted 2024-12-26 00:00:00 ET · period of report 2024-12-21 · accession 0001079973-24-001758 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-26 | 2024-12-21 | LWLG | LEONBERGER FREDERICK J | Dir | X - OptEx | $0.77 | +100.0K | 296.4K | +51% | +$77.0K |
| D | 2024-12-26 | 2024-12-21 | LWLG | LEONBERGER FREDERICK J | Dir | X - OptEx | $0.00 | -100.0K | 865.0K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-21 | X | A | 100,000 | $0.77 | 296,369 | D | — | — | (F1) The amount of securities reported in Column 5 includes a restricted stock award of 17,241 shares. 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture. |
| 2 | Derivative | Warrant (Right to Buy) | 2024-12-21 | X | D | 100,000 | $0.00 | 865,000 | D | $0.77 · — to 2024-12-31 | 100,000 Common Stock | (F3) Includes employee stock options to purchase up to 465,000 shares of common stock and warrants to purchase up to 400,000 shares of common stock. (F2) The warrant vests as follows: 25,000 on January 1, 2015 with remainder vesting in 10 equal monthly installments of 7,500 over the next 10 months thereafter. |