Form 4 for ASTI Ascent Solar Technologies, Inc.
Accepted 2025-01-03 00:00:00 ET · period of report 2025-01-01 · accession 0001079973-25-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-03 | 2025-01-01 | ASTI | Gulati Bobby | COO | F - Tax | $3.10 | -49 | 328 | -13% | -$151.90 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-01 | F | D | 49 | $3.10 | 328 | D | — | — | (F2) One third of the RSU's will vest on each of 3/31/2024, 1/1/2025 and 1/1/2026. Any outstanding and unvested RSU's will accelerate and fully vest upon the earlier of (i) a change of control or (ii) the termination of Mr. Gulati's employment for any reason other than (x) by the Company for cause or (y) by Mr. Gulati without good reason. (F3) Reflects 49 shares withheld by the Issuer to satisfy tax withholding obligations related to an RSU vest on 1/1/2025. (F1) 425 (adjusted for a 1 share for 100 reverse stock split effected on August 14, 2024) of the previously shares reported are restricted stock units ("RSUs") granted 1/17/2024. Each RSU represents a contingent right to receive one share of ASTI common stock. |