Form 4 for DUOT DUOS TECHNOLOGIES GROUP, INC.
Accepted 2025-09-16 00:00:00 ET · period of report 2025-09-15 · accession 0001079973-25-001463 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-16 | 2025-09-15 | DUOT | King Christopher T. | FORMER COO | D - Sale to Iss | — | -112.5K | 112.5K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2025-09-15 | D | D | 112,500 | — | 112,500 | D | — | — | (F1) Effective September 15, 2025, Mr. King resigned as Chief Operating Officer. In connection with his resignation, Mr. King forfeited 112,500 of the 225,000 restricted shares of common stock he had been granted under the Issuer's 2021 Equity Incentive Plan, as amended. The remaining 112,500 restricted shares he had been granted remain subject to the same cliff vesting schedule and will vest on January 1, 2028. |