Form 4 for ASTI Ascent Solar Technologies, Inc.

Accepted 2025-12-19 00:00:00 ET · period of report 2025-12-15 · accession 0001079973-25-001882 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2025-12-19	2025-12-15	ASTI	Forrest Reynolds T.	Dir	C - Cnv Deriv	$2.50	+38.8K	39.7K	+4,661%	+$97.1K
D	2025-12-19	2025-12-15	ASTI	Forrest Reynolds T.	Dir	C - Cnv Deriv	$0.00	-89	61	-59%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2025-12-15	C	A	38,827	$2.50	39,660	D	—	—	(F4) On 12/15/2025, the Reporting Person converted 89 shares of Series 1C preferred stock (including accrued dividends thereon) into an aggregate 38,827 shares of common stock.
2	Derivative	Series 1C Convertible Preferred Stock	2025-12-15	C	D	89	$0.00	61	D	$2.50 · 2025-04-18 to —	— Common Stock	(F4) On 12/15/2025, the Reporting Person converted 89 shares of Series 1C preferred stock (including accrued dividends thereon) into an aggregate 38,827 shares of common stock. (F1) On October 17, 2024, the Reporting Person entered into a securities purchase agreement to purchase up to 965 shares of the Company's newly issued Series 1C convertible preferred stock at a purchase price of $1,000 per Series 1C preferred share. The parties only closed on the purchase of 150 Series 1C preferred shares. The stated value and accrued dividends on Series 1C preferred shares is convertible into common stock beginning on 4/18/2025 at a conversion price of $2.50 per common share. (F2) The Series 1C preferred stock is perpetual and therefore has no expiration date.