Form 4 for DUOT DUOS TECHNOLOGIES GROUP, INC.
Accepted 2026-01-27 00:00:00 ET · period of report 2025-12-31 · accession 0001079973-26-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-01-27 | 2025-12-31+ | DUOT | Brown Leah F. | CFO | A - Grant | $6.17 | +150.2K | 150.0K | New | +$926.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2025-12-31 | A | A | 228 | $6.17 | 228 | D | — | — | (F1) The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). (F2) In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
| 2 | Common | Common Stock, $0.001 par value | 2026-01-01 | A | A | 150,000 | — | 150,000 | D | — | — | (F3) The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2028. |