Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2024-01-05 00:00:00 ET · period of report 2024-01-03 · accession 0001080997-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-05 | 2024-01-03+ | KTOS | MILLS THOMAS E IV | Pres, C5ISR Division | M - OptEx | $0.00 | +27.0K | 5,027 | New | $0 |
| DM | 2024-01-05 | 2024-01-03+ | KTOS | MILLS THOMAS E IV | Pres, C5ISR Division | F - Tax | $18.52 | -11.4K | 5,283 | -68% | -$210.4K |
| DM | 2024-01-05 | 2024-01-03+ | KTOS | MILLS THOMAS E IV | Pres, C5ISR Division | M - OptEx | $0.00 | -27.0K | 3,000 | -90% | $0 |
| D | 2024-01-05 | 2024-01-04 | KTOS | MILLS THOMAS E IV | Pres, C5ISR Division | A - Grant | $0.00 | +15.0K | 15.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-03 | M | A | 3,000 | $0.00 | 6,655 | D | — | — | (F4) RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 2 | Common | Common Stock | 2024-01-04 | F | D | 1,213 | $18.53 | 17,667 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 3 | Common | Common Stock | 2024-01-03 | M | A | 3,000 | $0.00 | 8,283 | D | — | — | (F5) RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 4 | Common | Common Stock | 2024-01-03 | F | D | 1,340 | $18.50 | 6,943 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 5 | Common | Common Stock | 2024-01-04 | M | A | 15,000 | $0.00 | 21,943 | D | — | — | (F6) RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 6 | Common | Common Stock | 2024-01-04 | F | D | 6,063 | $18.53 | 15,880 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 7 | Common | Common Stock | 2024-01-04 | M | A | 3,000 | $0.00 | 18,880 | D | — | — | (F7) RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 8 | Common | Common Stock | 2024-01-03 | F | D | 1,372 | $18.50 | 3,655 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 9 | Common | Common Stock | 2024-01-03 | M | A | 3,000 | $0.00 | 5,027 | D | — | — | (F3) RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 10 | Common | Common Stock | 2024-01-03 | F | D | 1,372 | $18.50 | 5,283 | D | — | — | (F8) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F9) Includes 427 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,600 shares held through Issuer's 401(k). |
| 11 | Derivative | Restricted Stock Units | 2024-01-04 | M | D | 3,000 | $0.00 | 6,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F7) RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. |
| 12 | Derivative | Restricted Stock Units | 2024-01-04 | A | A | 15,000 | $0.00 | 15,000 | D | — · — to — | 15,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. |
| 13 | Derivative | Restricted Stock Units | 2024-01-04 | M | D | 15,000 | $0.00 | 0 | D | — · — to — | 15,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F6) RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant. |
| 14 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 3,000 | $0.00 | 12,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F5) RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant. |
| 15 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 3,000 | $0.00 | 9,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F4) RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. |
| 16 | Derivative | Restricted Stock Units | 2024-01-03 | M | D | 3,000 | $0.00 | 3,000 | D | — · — to — | 3,000 Common Stock | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. |