Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-08 · accession 0001082440-21-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-09-10 | 2021-09-08+ | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | F - Tax | $23.51 | -15.7K | 368.2K | -4% | -$370.1K |
| DMI | 2021-09-10 | 2021-09-08+ | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | +40.0K | 376.0K | +12% | $0 |
| DM | 2021-09-10 | 2021-09-08+ | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | -40.0K | 20.0K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | F | D | 7,870 | $23.36 | 380,300 | I by trust | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies. |
| 2 | Common | Common Stock | 2021-09-09 | M | A | 20,000 | $0.00 | 388,170 | I by trust | — | — | (F2) RSUs granted on January 4, 2016 that vested and are released after a 5-year deferral period. (F3) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 3 | Common | Common Stock | 2021-09-08 | F | D | 7,870 | $23.67 | 368,170 | I by trust | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies. |
| 4 | Common | Common Stock | 2021-09-08 | M | A | 20,000 | $0.00 | 376,040 | I by trust | — | — | (F2) RSUs granted on January 4, 2016 that vested and are released after a 5-year deferral period. (F3) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 5 | Derivative | Restricted Stock Units | 2021-09-09 | M | D | 20,000 | $0.00 | 0 | D | — · — to — | 20,000 Common Stock | (F2) RSUs granted on January 4, 2016 that vested and are released after a 5-year deferral period. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. |
| 6 | Derivative | Restricted Stock Units | 2021-09-08 | M | D | 20,000 | $0.00 | 20,000 | D | — · — to — | 20,000 Common Stock | (F2) RSUs granted on January 4, 2016 that vested and are released after a 5-year deferral period. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. |