Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2022-04-06 00:00:00 ET · period of report 2022-01-30 · accession 0001082440-22-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-04-06 | 2022-01-30+ | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | +148.1K | 553.6K | +37% | $0 |
| DMI | 2022-04-06 | 2022-04-04 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | F - Tax | $17.87 | -58.3K | 544.7K | -10% | -$1.04M |
| DM | 2022-04-06 | 2022-01-30+ | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | -148.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-26 | M | A | 49,375 | $0.00 | 564,127 | I by trust | — | — | (F3) RSUs were granted on March 26, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022. (F4) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 2 | Common | Common Stock | 2022-04-04 | F | D | 38,858 | $16.33 | 514,752 | I by trust | — | — | (F5) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. |
| 3 | Common | Common Stock | 2022-01-30 | M | A | 98,750 | $0.00 | 553,610 | I by trust | — | — | (F2) RSUs were granted on January 30, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022. (F4) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 4 | Common | Common Stock | 2022-04-04 | F | D | 19,429 | $20.96 | 544,698 | I by trust | — | — | (F5) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. |
| 5 | Derivative | Restricted Stock Units | 2022-01-30 | M | D | 98,750 | $0.00 | 0 | D | — · — to — | 98,750 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs were granted on January 30, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022. |
| 6 | Derivative | Restricted Stock Units | 2022-03-26 | M | D | 49,375 | $0.00 | 0 | D | — · — to — | 49,375 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs were granted on March 26, 2007, vested on the 15th anniversary, and released for settlement on April 4, 2022. |