Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-02 · accession 0001082440-22-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-06-03 | 2022-06-02 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | +60.0K | 572.9K | +12% | $0 |
| DMI | 2022-06-03 | 2022-06-02 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | F - Tax | $15.21 | -23.6K | 561.1K | -4% | -$359.1K |
| DM | 2022-06-03 | 2022-06-02 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | -60.0K | 240.0K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-02 | M | A | 30,000 | $0.00 | 554,698 | I by trust | — | — | (F2) RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period. (F3) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 2 | Common | Common Stock | 2022-06-02 | M | A | 30,000 | $0.00 | 572,893 | I by trust | — | — | (F2) RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period. (F3) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 3 | Common | Common Stock | 2022-06-02 | F | D | 11,805 | $15.21 | 542,893 | I by trust | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. |
| 4 | Common | Common Stock | 2022-06-02 | F | D | 11,805 | $15.21 | 561,088 | I by trust | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. |
| 5 | Derivative | Restricted Stock Units | 2022-06-02 | M | D | 30,000 | $0.00 | 270,000 | D | — · — to — | 30,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period. |
| 6 | Derivative | Restricted Stock Units | 2022-06-02 | M | D | 30,000 | $0.00 | 240,000 | D | — · — to — | 30,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period. |