Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2022-06-16 00:00:00 ET · period of report 2022-06-15 · accession 0001082440-22-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-06-16 | 2022-06-15 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | F - Tax | $14.20 | -17.7K | 588.4K | -3% | -$251.4K |
| DMI | 2022-06-16 | 2022-06-15 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | +45.0K | 600.2K | +8% | $0 |
| DM | 2022-06-16 | 2022-06-15 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | -45.0K | 45.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-15 | F | D | 5,902 | $14.20 | 570,186 | I by trust | — | — | (F5) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. |
| 2 | Common | Common Stock | 2022-06-15 | M | A | 15,000 | $0.00 | 576,088 | I by trust | — | — | (F2) RSUs granted on January 3, 2014 that vested and then released on June 15, 2022 after a 5-year deferral period. (F4) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 3 | Common | Common Stock | 2022-06-15 | M | A | 30,000 | $0.00 | 600,186 | I by trust | — | — | (F3) RSUs granted on January 4, 2017 that vested and then released on June 15, 2022 after a 5-year deferral period. (F4) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 4 | Common | Common Stock | 2022-06-15 | F | D | 11,805 | $14.20 | 588,381 | I by trust | — | — | (F5) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. |
| 5 | Derivative | Restricted Stock Units | 2022-06-15 | M | D | 30,000 | $0.00 | 210,000 | D | — · — to — | 30,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs granted on January 4, 2017 that vested and then released on June 15, 2022 after a 5-year deferral period. |
| 6 | Derivative | Restricted Stock Units | 2022-06-15 | M | D | 15,000 | $0.00 | 45,000 | D | — · — to — | 15,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs granted on January 3, 2014 that vested and then released on June 15, 2022 after a 5-year deferral period. |