Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2022-10-14 00:00:00 ET · period of report 2022-10-13 · accession 0001082440-22-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-10-14 | 2002-10-13 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | F - Tax | $9.75 | -5,902 | 622.1K | -0.9% | -$57.5K |
| DI | 2022-10-14 | 2022-10-13 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | +15.0K | 628.0K | +2% | $0 |
| D | 2022-10-14 | 2022-10-13 | KTOS | DEMARCO ERIC M | Pres, CEO, Dir | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2002-10-13 | F | D | 5,902 | $9.75 | 622,065 | I by trust | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. |
| 2 | Common | Common Stock | 2022-10-13 | M | A | 15,000 | $0.00 | 627,967 | I by trust | — | — | (F2) RSUs granted on January 3, 2014 that vested and then released October 13, 2022 after a 5-year deferral period. (F3) RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust. |
| 3 | Derivative | Restricted Stock Units | 2022-10-13 | M | D | 15,000 | $0.00 | 0 | D | — · — to — | 15,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs granted on January 3, 2014 that vested and then released October 13, 2022 after a 5-year deferral period. |