Form 4 for KYN Kayne Anderson Energy Infrastructure Fund, Inc.

Accepted 2023-11-15 00:00:00 ET · period of report 2023-11-13 · accession 0001085146-23-004531 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-11-15	2023-11-13	KYN	PRINCIPAL LIFE INSURANCE CO	10%	A - Grant	—	+927.0K	160.0K	New	—

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Mandatory Redeemable Preferred Shares, Series R	2023-11-13	A	A	364,827	—	364,827	D	—	—	(F1) Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement.
2	Common	Mandatory Redeemable Preferred Shares, Series T	2023-11-13	A	A	120,000	—	120,000	D	—	—	(F1) Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement.
3	Common	Mandatory Redeemable Preferred Shares, Series W	2023-11-13	A	A	120,000	—	120,000	D	—	—	(F1) Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement.
4	Common	Mandatory Redeemable Preferred Shares, Series S	2023-11-13	A	A	162,146	—	162,146	D	—	—	(F1) Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement.
5	Common	Mandatory Redeemable Preferred Shares, Series V	2023-11-13	A	A	160,000	—	160,000	D	—	—	(F1) Acquired pursuant to merger agreement between issuer and Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement.