Form 4 for LIDR AEye, Inc.
Accepted 2022-01-20 00:00:00 ET · period of report 2022-01-19 · accession 0001088327-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-20 | 2022-01-19 | LIDR | LACORTE BLAIR | CEO, Dir | M - OptEx | $0.2 | +125.2K | 2.65M | +5% | +$25.0K |
| DM | 2022-01-20 | 2022-01-19 | LIDR | LACORTE BLAIR | CEO, Dir | M - OptEx | $0.00 | -125.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-19 | M | A | 10,081 | $0.62 | 2,664,500 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-19 | M | A | 77,520 | $0.16 | 2,616,819 | D | — | — | (F1) Erroneously reported as 77,519 shares on the Form 4/A filed on September 24, 2021. |
| 3 | Common | Common Stock | 2022-01-19 | M | A | 19,382 | $0.17 | 2,636,201 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-19 | M | A | 18,218 | $0.17 | 2,654,419 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-01-19 | M | D | 77,520 | $0.00 | 0 | D | $0.16 · 2021-08-16 to 2027-05-31 | 77,520 Common Stock | |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-01-19 | M | D | 10,081 | $0.00 | 10,848 | D | $0.62 · 2021-08-16 to 2029-07-01 | 10,081 Common Stock | |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-01-19 | M | D | 18,218 | $0.00 | 12,144 | D | $0.17 · 2021-08-16 to 2028-09-17 | 18,218 Common Stock | |
| 8 | Derivative | Stock Option (Right to Buy) | 2022-01-19 | M | D | 19,382 | $0.00 | 0 | D | $0.17 · 2021-08-16 to 2028-05-07 | 19,382 Common Stock |