Form 4 for LIDR AEye, Inc.
Accepted 2022-09-07 00:00:00 ET · period of report 2022-09-06 · accession 0001088327-22-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-07 | 2022-09-06 | LIDR | LACORTE BLAIR | CEO, Dir | S - Sale+OE | $1.55 | -43.0K | 2.46M | -2% | -$66.6K |
| D | 2022-09-07 | 2022-09-06 | LIDR | LACORTE BLAIR | CEO, Dir | M - OptEx | $0.63 | +43.0K | 2.50M | +2% | +$27.1K |
| D | 2022-09-07 | 2022-09-06 | LIDR | LACORTE BLAIR | CEO, Dir | M - OptEx | $0.00 | -43.0K | 6.45M | -0.7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-06 | S | D | 42,968 | $1.55 | 2,458,509 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $1.48 to $1.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2022-09-06 | M | A | 42,968 | $0.63 | 2,501,477 | D | — | — | |
| 3 | Derivative | Common Stock | 2022-09-06 | M | D | 42,968 | $0.00 | 6,454,821 | D | $0.63 · 2021-08-16 to 2030-09-30 | 42,968 Common Stock |